GSX

Sign up for
our Newsletter

 

Independent Due Diligence Providers FAQs


Independent Due Diligence Providers FAQs

09/01/2017

What are Third Party Due Diligence Providers?

The use of accredited Third Party Due Diligence Providers to provide detailed commercial due diligence is, in many cases, a mandatory exercise for applications to list debt securities on the GSX markets

GSX Member Firms and their applicants work with independent research houses that are recognised by GSX to provide commercial due diligence.

The commercial due diligence report forms part of the application pack, and is not available for public inspection.

What is commercial due diligence?

GSX outlines standards for all due diligence matters in its Procedures Manual.

Commercial due diligence should investigate the commercial opportunity as outlined in an issuer’s prospectus, listing particular, and other supporting documents.

Who are the GSX Third Party Due Diligence Providers?

Please see a list here



Recently Added:
Why? Source: Gibraltar Stock Exchange
 

GSX Main Market

Members

+ Who Can Become a Member
+ Why Become a Member
+ How to Become a Member
+ List of Members
+ Members Application Bundle
Debt Securities

+ Who Can List
+ Why List
+ How to List
+ Recognised States
+ Debt Prospectus Handbook
+ Debt Securities Application Bundle
Open Ended Funds

+ Who Can List
+ Why List
+ How to List
+ Recognised States
+ Open Ended Fund Application Bundle
Closed Ended Funds

+ Who Can List
+ Why List
+ How to List
+ Recognised States
+ CECIS Prospectus Handbook
+ Closed Ended Fund Application Bundle
Fees

+ Open Ended Fund Fees PDF
+ Fund Fee Calculator
+ Closed Ended Fund Fees PDF
+ Debt Security Fees PDF
+ Member Firm Fees PDF
+ Fees Bundle
Codes

+ Listing Code for Debt Securities
+ Listing Code for Open Ended CIS
+ Listing Code for Closed Ended CIS
+ Members Code for Listing Members
+ Stock Exchange Code

GSX Global Market

Members

See above for Member Firm details.
Debt Securities

+ Who Can List
+ Why List
+ How to List
+ GM Debt Securities Application Bundle
Funds

+ Who Can List
+ Why List
+ How to List
+ GM Fund Application Bundle



Fees

+ GM Fund Fees PDF
+ Fund Fee Calculator
+ GM Debt Security Fees PDF
+ GM Fees Bundle
Codes

+ GM Listing Code for Debt Securities
+ GM Listing Code for Funds

Useful Links


All of our regulatory information, terms and disclaimers are included below for your consideration.
GSX on Linkedin GSX on Facebook GSX on Twitter The Gibraltar Government Gibraltar News

Registered Address

Suite 834
Europort
Gibraltar

Email: [email protected]
Tel: (+350) 200 67822
Fax: (+350) 200 67821
Terms & Conditions | Privacy Policy | Disclaimer | Regulators | Gibraltar | Trading Holidays | © GSX Limited. All rights reserved.

GSX Limited is authorised and regulated by the Gibraltar Financial Services Commission (FSC) under license number FSC1231B.
By offering information, products or services via this website, no solicitation is made by us to any person to use such information, products or services in any jurisdiction where the provision of such information, products or services may be prohibited by law.