Procedures Manual FAQs

Procedures Manual FAQs

09/01/2017
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What is the Procedures Manual?

One of the most important duties of a Member Firm is to ensure that its client meets the eligibility criteria, and is otherwise suitable for GSX markets as an admission, and to consider whether the client is likely to affect the orderly operation or integrity and reputation of GSX.

A vital component of that determination is the due diligence process.

The GSX Procedures Manual sets out basic procedures that will enable GSX to ensure that all Member Firms adopt a consistent set of key due diligence parameters for all applications to GSX.

The Procedures Manual is included with the Application Bundle packs available for download in the lower section of our website.

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