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Procedures Manual FAQs


Procedures Manual FAQs

09/01/2017

What is the Procedures Manual?

One of the most important duties of a Member Firm is to ensure that its client meets the eligibility criteria, and is otherwise suitable for GSX markets as an admission, and to consider whether the client is likely to affect the orderly operation or integrity and reputation of GSX.

A vital component of that determination is the due diligence process.

The GSX Procedures Manual sets out basic procedures that will enable GSX to ensure that all Member Firms adopt a consistent set of key due diligence parameters for all applications to GSX.

The Procedures Manual is included with the Application Bundle packs available for download in the lower section of our website.



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Why? Source: Gibraltar Stock Exchange
 

GSX Main Market

Members

+ Who Can Become a Member
+ Why Become a Member
+ How to Become a Member
+ List of Members
+ Members Application Bundle
Debt Securities

+ Who Can List
+ Why List
+ How to List
+ Recognised States
+ Debt Prospectus Handbook
+ Debt Securities Application Bundle
Open Ended Funds

+ Who Can List
+ Why List
+ How to List
+ Recognised States
+ Open Ended Fund Application Bundle
Closed Ended Funds

+ Who Can List
+ Why List
+ How to List
+ Recognised States
+ CECIS Prospectus Handbook
+ Closed Ended Fund Application Bundle
Fees

+ Open Ended Fund Fees PDF
+ Fund Fee Calculator
+ Closed Ended Fund Fees PDF
+ Debt Security Fees PDF
+ Member Firm Fees PDF
+ Fees Bundle
Codes

+ Listing Code for Debt Securities
+ Listing Code for Open Ended CIS
+ Listing Code for Closed Ended CIS
+ Members Code for Listing Members
+ Stock Exchange Code

GSX Global Market

Members

See above for Member Firm details.
Debt Securities

+ Who Can List
+ Why List
+ How to List
+ GM Debt Securities Application Bundle
Funds

+ Who Can List
+ Why List
+ How to List
+ GM Fund Application Bundle



Fees

+ GM Fund Fees PDF
+ Fund Fee Calculator
+ GM Debt Security Fees PDF
+ GM Fees Bundle
Codes

+ GM Listing Code for Debt Securities
+ GM Listing Code for Funds

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