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How to List


How to List

09/01/2017

The GSX Listing Codes (found in the "Codes" section at the bottom of the website) set out the process for listing and admission of funds to GSX, summarised below:

  • Appoint a Member Firm. Applicants must appoint a Member Firm which is qualified to list funds (Class 1) and is responsible for dealing with the Gibraltar Stock Exchange on all matters relating to the application, listing, and continuing obligations of all funds admitted to the Official List.

Open-Ended Funds: Main Market and Global Market

  • Prepare your Listing Particulars.
  • Submit your documentation. Your Member Firm will submit your listing particulars and supporting documents to GSX who will review them before submission to the GFSC.
  • Review by GSX and the Listing Authority. Your documents are reviewed by GSX initially. Comments are returned within 5 business days on the first submission and 3 business days on any subsequent submission.
  • Once comments are cleared, GSX will submit the recommendation to the Listing Authority (GFSC for Main Market, GSX Listing Committee for Global Market) for approval. The Listing Authority has a further 10 days in which to raise any final issues.
  • GSX will inform the Member Firm when the application is approved by the Listing Authority and that the units are ready to be admitted to GSX.
  • Announcement of admission. GSX announces the admission of your units to the market by way of a Formal Notice

Closed-Ended Funds: Main Market

  • Prepare your prospectus. All securities (other than open-onded Collective Investment Schemes) seeking admission to the Main Market must publish a prospectus that has the prior approval of the Home Member State (i.e. complies with the EU Prospective Directive). GSX has published a prospectus Handbook for Closed-Ended CIS’s which help prepare the prospectus.
  • Submit your documentation. Your Member Firm will submit your prospectus and supporting documents to GSX who will review them before submission to the GFSC.
  • Review by GSX and the GFSC. Your documents are reviewed by GSX initially. Comments are returned within 5 business days on the first submission and 3 business days on any subsequent submission.
  • Once comments are cleared, GSX will submit the final prospectus and listing documents to the GFSC for approval, who have a further 5 days in which to raise any final issues.
  • GSX will inform the Member Firm when the prospectus is approved by the GFSC and that the securities are ready to be admitted to the Official List.
  • Announcement of admission. GSX announces the admission of your securities to the market by way of a Formal Notice.
  • The approved prospectus is published by the GFSC. The securities are included in the Official List.

Closed-Ended Funds: Global Market

  • Prepare your listing particulars.
  • Submit your documentation. Your Member Firm will submit your listing particulars and supporting documents to GSX who will review them before submission to the GFSC.
  • Review by GSX and the Listing Authority. Your documents are reviewed by GSX initially. Comments are returned within 5 business days on the first submission and 3 business days on any subsequent submission.
  • Once comments are cleared, GSX will submit the recommendation to the Listing Authority (GSX Listing Committee for Global Market) for approval. The Listing Authority has a further 10 days in which to raise any final issues.
  • GSX will inform the Listing Member when the application is approved by the Listing Authority and that the units are ready to be admitted to GSX.

Announcement of admission. GSX announces the admission of your units to the market by way of a Formal Notice



Recently Added:
Why? Source: Gibraltar Stock Exchange
 

GSX Main Market

Members

+ Who Can Become a Member
+ Why Become a Member
+ How to Become a Member
+ List of Members
+ Members Application Bundle
Debt Securities

+ Who Can List
+ Why List
+ How to List
+ Recognised States
+ Debt Prospectus Handbook
+ Debt Securities Application Bundle
Open Ended Funds

+ Who Can List
+ Why List
+ How to List
+ Recognised States
+ Open Ended Fund Application Bundle
Closed Ended Funds

+ Who Can List
+ Why List
+ How to List
+ Recognised States
+ CECIS Prospectus Handbook
+ Closed Ended Fund Application Bundle
Fees

+ Open Ended Fund Fees PDF
+ Fund Fee Calculator
+ Closed Ended Fund Fees PDF
+ Debt Security Fees PDF
+ Member Firm Fees PDF
+ Fees Bundle
Codes

+ Listing Code for Debt Securities
+ Listing Code for Open Ended CIS
+ Listing Code for Closed Ended CIS
+ Members Code for Listing Members
+ Stock Exchange Code

GSX Global Market

Members

See above for Member Firm details.
Debt Securities

+ Who Can List
+ Why List
+ How to List
+ GM Debt Securities Application Bundle
Funds

+ Who Can List
+ Why List
+ How to List
+ GM Fund Application Bundle



Fees

+ GM Fund Fees PDF
+ Fund Fee Calculator
+ GM Debt Security Fees PDF
+ GM Fees Bundle
Codes

+ GM Listing Code for Debt Securities
+ GM Listing Code for Funds

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