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Who Can List?


Who Can List?

09/01/2017

GSX lists open ended and closed ended funds including but not limited to:

  • Hedge Funds
  • Private Equity Funds
  • Multi-manager Funds
  • Property Funds
  • Venture Capital Funds
  • Emerging market Funds
  • Derivate Funds
  • ETFs

GSX lists funds from all of the major fund and financial jurisdictions globally listed here.

Closed-Ended Funds on the Main Market

Other than the conditions specified in the GSX Listing Code for Closed-Ended Collective Investment Schemes, the following general conditions must be met for those wishing to apply for a listing:

  • A Closed-Ended CIS seeking admission must publish a prospectus that has the prior approval of the Home Member State (i.e. complies with the EU Prospectus Directive). GSX has published a Closed-Ended CIS Prospectus Handbook which helps the applicant prepare the prospectus.
  • The legal position of the applicant must be in conformity with the laws and regulations to which it is subject, both as regards its formation and its operation under its statutes. The legal position of the shares must be in conformity with the laws and regulations to which they are subject.
  • The shares must be freely negotiable
  • Applicants must be a Closed-Ended CIS and must be licensed, registered, authorised and/or regulated by the Competent Authority of a GSX Recognised State or be otherwise acceptable to GSX Limited and the Listing Authority. 
  • The applicant must have published or filed its annual accounts in accordance with its national law for the last three financial years ending before the date of the application.
  • A sufficient number of shares must be distributed to the public (at least 25%).
  • The controllers of the applicant must be able to demonstrate their ability to act independently of any appointed investment manager of the applicant.
  • The market capitalisation of the shares for which admission to official listing is sought must be an amount in sterling equivalent to at least €1,000,000. 
  • Once listed, applicants must continue to comply with all the requirements of the GSX Listing Code for Closed-Ended Collective Investment Schemes.
  • Annual accounts must be made public within 4 months of year-end, half-yearly within 3 months.
  • NAV’s must be reported promptly
  • Any changes to rights
  • Dissemination of information equally to all holders of shares


Recently Added:
Why? Source: Gibraltar Stock Exchange
 

GSX Main Market

Members

+ Who Can Become a Member
+ Why Become a Member
+ How to Become a Member
+ List of Members
+ Members Application Bundle
Debt Securities

+ Who Can List
+ Why List
+ How to List
+ Recognised States
+ Debt Prospectus Handbook
+ Debt Securities Application Bundle
Open Ended Funds

+ Who Can List
+ Why List
+ How to List
+ Recognised States
+ Open Ended Fund Application Bundle
Closed Ended Funds

+ Who Can List
+ Why List
+ How to List
+ Recognised States
+ CECIS Prospectus Handbook
+ Closed Ended Fund Application Bundle
Fees

+ Open Ended Fund Fees PDF
+ Fund Fee Calculator
+ Closed Ended Fund Fees PDF
+ Debt Security Fees PDF
+ Member Firm Fees PDF
+ Fees Bundle
Codes

+ Listing Code for Debt Securities
+ Listing Code for Open Ended CIS
+ Listing Code for Closed Ended CIS
+ Members Code for Listing Members
+ Stock Exchange Code

GSX Global Market

Members

See above for Member Firm details.
Debt Securities

+ Who Can List
+ Why List
+ How to List
+ GM Debt Securities Application Bundle
Funds

+ Who Can List
+ Why List
+ How to List
+ GM Fund Application Bundle



Fees

+ GM Fund Fees PDF
+ Fund Fee Calculator
+ GM Debt Security Fees PDF
+ GM Fees Bundle
Codes

+ GM Listing Code for Debt Securities
+ GM Listing Code for Funds

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